TRACE hosts webinars on a variety of regulatory compliance topics on a monthly basis. Webinar recordings are available in the members-only Resource Center and can be used for ad hoc training or as part of a comprehensive global training program coupled with our eLearning. Select webinars are open to the public. Advanced training, available through TRACEpro, includes a selection of our recorded webinars.
Tuesday, 22 June 2021 | 1:00 PM ET (6:00 PM GMT+1)
During this session, attendees will benefit from a moderated discussion where the panelists will share best practice guidance for conducting enterprise-wide compliance risk assessments. The panel will engage with you in an interactive discussion exploring the various methodologies and approaches for mapping your organization’s approach to enterprise-wide compliance risk assessment. This session will guide you through the who, what, when, how and why of effective risk assessment, paying special attention to the role that key compliance risks such as anti-bribery and trade and how reputational risks (including social justice, ESG/CSR) play in this process. A key takeaway of this session, the speakers will also share guidance on how to re-evaluate/update your global compliance program and corporate procedures in response to issues found during your risk assessment and provide you with sample deliverables for reporting your risk assessment/compliance program assessment findings and recommendations to senior management/Boards of Directors.
CLE credits are available for this webinar in the following states only – TX, VA, NY, NJ, CA. Additional instructions on how to obtain CLE credits will be provided during the webinar.
Stephen Martin, a Partner with StoneTurn, has more than 20 years of experience in compliance & monitoring, risk assessment, and corporate internal investigations, often in connection with regulatory inquiries.
Stephen has significant government, corporate and private practice experience. He began his career as an Assistant Attorney General for the state of Missouri, and subsequently served as an Assistant U.S. Attorney for the District of Columbia. He later worked in-house in various roles as legal counsel and as lead compliance officer for several major corporations (WorldCom, Qwest and Adelphia), handling significant governmental and internal investigations, litigation and compliance matters, including designing and implementing broad-based compliance programs under scrutiny of governmental regulators. Stephen was also integral in the creation and development of a corporate compliance consulting practice at an Am Law 50 law firm, served as general counsel and chief compliance officer of a compliance training and consulting company and helped establish the Ethisphere Institute, serving as Ethisphere Magazine’s first Editor-in-Chief. Prior to joining StoneTurn, Stephen was a Partner in the White Collar Defense practice at Arnold & Porter LLP.
Mr. Martin also served for five years as a Clinical Professor in the Department of Business Ethics and Legal Studies in the Daniels College of Business at the University of Denver (a department ranked as the top 10 in the world by the Wall Street Journal for teaching ethics and in the top 20 in the Aspen Institute’s Beyond the Grey Pinstripes survey for integrating issues of social and environmental stewardship into curricula and research) focusing on ethics / compliance, corporate governance, values-based leadership and corporate sustainability / social responsibility. Mr. Martin helped co-create and served as the initial Executive Director of the Institute for Enterprise Ethics at the Daniels College of Business.
Stephen is a member of Colorado State Bar, District of Columbia Bar and Missouri State Bar. He was recognized in the 2017 Legal 500 U.S. for Corporation Investigations and White Collar Defense.
Jonathan Poling is a partner in Akin Gump’s international trade practice. He is a former federal prosecutor with the DOJ, where he handled prosecutions relating to violations of U.S. economic sanctions, money laundering and export control laws. He has also represented companies in anti-corruption matters before the U.S. Department of Justice, Securities and Exchange Commission and before various multilateral development banks. He has served as an independent monitor of companies, including those that have entered into the World Bank disclosure program or are the subject of audits by multinational development banks relating to allegations of corruption, collusion and undisclosed agents.
Director Ethics & Compliance, Anti-Corruption & Investigations
Andria Kelly is the Director of Ethics and Compliance, Anti-Corruption, and Investigations at Starbucks. Andria’s career began as a lawyer in a medium-sized firm, and she then joined the investigations department at Microsoft before assuming her current role.
Executive Vice President and Chief Compliance Officer
Stuart Altman joined ContourGlobal in 2021 and is currently EVP and Chief Compliance Officer. Before joining the company, he was SVP and global chief compliance officer for Las Vegas Sands Corp. and was the first director of corporate legal investigations at Intel Corp. He was previously a partner in the Washington, D.C. office of Hogan Lovells.