Full-Length

Insider Trading

Compliance Series 1
Duration:
20 minutes

Guided through the course by a narrator posed as a member of a corporate compliance team, learners explore underlying concepts, cases and scenarios related to insider trading. Largely based off of U.S. law, this course includes a review of real life enforcement actions demonstrating how insider trading cases develop including an assessment of key details to be mindful of that may create risk exposure to insider trading.

Course Objectives:
  • Understand the basics of insider trading
  • Recognize the key elements of insider trading
  • Be aware of the consequences and liabilities of insider trading
  • Best practice recommendations for avoiding insider trading risk
  • Overview of key corporate policies and practices addressing insider trading including 10b5-1 plans, designated insiders, trading windows, confidential information and tipping and other considerations
Watch the Trailer:
Version
Course Code
Available in:
Enterprise
CS1ITML

English only

Standard
CS1ITCL

English only