Full-Length

Insider Trading

Guided by a narrator posed as a member of a corporate compliance team, in this module, learners explore underlying concepts, cases and scenarios related to insider trading. Largely based on U.S. law, this course includes a review of real-life enforcement actions demonstrating how insider trading cases develop. The course shares key examples of information that may create risk exposure to insider trading.

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Course Objectives
  • Understand the basics of insidertrading
  • Recognize the key elements of insidertrading
  • Be aware of the consequences andliabilities of insider trading
  • Best practice recommendations foravoiding insider trading risk
  • Addresses key corporate practices and insidertrading terms including 10b5-1 plans, designated insiders, trading windows, andother insider trading elements

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Course Type
Full-Length
Course Series
Compliance Series 1
Duration
20 minutes
Enterprise
CS1ITML
Available In 0 Language(s)
English
Standard
CS1ITCL
Available In 0 Language(s)
English