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Anti-Bribery Resources
- A Resource Guide to the U.S. Foreign Corrupt Practices Act (2020)
- Convention on Combating Bribery of Foreign Public Officials in International Business Transactions and Related Documents (OECD, 2011)
- Good Practice Guidance on Internal Controls, Ethics, and Compliance (OECD, adopted 18 February 2010)
- OECD Foreign Bribery Report: An Analysis of the Crime of Bribery of Foreign Public Officials (OECD, 2014)
- OECD Working Group on Bribery - Annual Report 2014 (OECD, 2014)
- The Bribery Act 2010 – Guidance (UK, 2011)
OECD Resources
- TRACE: 20 years of the OECD’s Anti-Corruption Campaign (podcast) (2017)
- OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions (2019)
- OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions OECD Good Practice Guidance on Internal Controls, Ethics, and Compliance
- Key OECD Anti-Corruption Documents
- TRACE: OECD Working Group on Bribery (podcast) (2019)
UK Resources
- TRACE: Spotlight on the UK (podcast) (2018)
- TRACE Updated podcast: the UK Bribery Act and Enforcement Trends (podcast) (2018)
- Ministry of Justice Bribery Act Guidance (2010)
- GOV.UK Anti-bribery policy (2010)
- SFO Corporate Co-operation Guidance (2019)
FCPA Resources
- Foreign Corrupt Practices Act (2017)
- US Securities and Exchange Commission: Spotlight on the Foreign Corrupt Practices Act
- A Resource Guide to the US Foreign Corrupt Practices Act (2020)
- US Department of Justice: Evaluation of Corporate Compliance Programs (2019)
- The Global Enforcement Report
- TRACE: Compliance Minute: FCPA Books and Records (podcast) (2019)
- TRACE Bribery Risk Matrix
- TRACE Compendium
- List of Global Government Anti-Corruption Sites
- TRACE Guidebooks and Whitepapers
The World Bank Resources
Conflicts of Interest Resources
- TRACE: Conflict of Interest (podcast) (2019)
- UN Ethics Advice and Guidance on Conflicts of Interest
- United States Office of Government Ethics: Analyzing Potential Conflicts of Interest (2018) (2018)
Economic Sanctions Resources
- TRACE: Sanctions update: Turbulent Times (podcast) (2018)
- TRACE: Understanding Sanctions (podcast) (2017)
- US Department of the Treasury: A Framework for OFAC Compliance Commitments
- TRACE Guides & Articles: Sanctions Lists
Anti-Money Laundering Resources
- TRACE: MCI’s Accounting Fraud (podcast) (2017)
- TRACE: “The Paradise Papers” (podcast) (2017)
- TRACE: Primer on Money Laundering (podcast) (2017)
- Financial Industry Regulatory Authority: Anti-Money Laundering
- US Securities and Exchange Commission: Anti-Money Laundering Source Tool for Broker-Dealers (2018)
Shipping Resources
- TRACE “Fat Leonard” (podcast) (2017)
- TRACE Shipping and Maritime Initiative
- Export.gov Shipping and Export Compliance
- eCustoms Department Solutions: Shipping and Logistics
Data Privacy Resources
- TRACE: Compliance Minute on GDPR (podcast) (2019)
- TRACE: Where GDPR and Due Diligence Collide (podcast) (2018)
- Complete Guide to GDPR Compliance from the EU
- US Department of Justice: White Paper on the CLOUD Act (2019)
- The Anti-Bribery Implications of the GDPR (2019)
Gifts and Hospitality Resources
- TRACE: Weddings, Funerals, and Little Red Envelopes (podcast) (2019)
- TRACE What You Should Know about “Anything of Value” Under the Foreign Corrupt Practices Act (2016)
- US Department of Justice: Gifts and Entertainment Guide (2017)
Conflict Minerals Resources
- Fact Sheet: Disclosing the Use of Conflict Minerals (U.S. Securities and Exchange Commission, 29 July 2014)
- OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition (OECD, 2013)
- U.S. Securities and Exchange Commission Fact Sheet: Disclosing the Use of Conflict Minerals (2017)
- European Commission: Conflict Minerals Regulations Explained (2017)
- TRACE: The Congo: A Family-Owned Business (podcast) (2017)
- Corruption in the Extractive Value Chain: Typology of Risks, Mitigation Measures and Incentives (OECD, 2016)
Human Trafficking Resources
- Highlights from the OECD Principles for Combatting Corruption Related to Trafficking in Persons
- New at the ILO: Updates to the Forced Labour Convention, Office to Monitor and Combat Trafficking in Persons (U.S. Department of State, July 2015)
- The California Transparency in Supply Chains Act: A Resource Guide (2015)
- Trafficking in Persons Report (U.S. Department of State, June 2016)
- Trafficking in Persons Report (U.S. Department of State, July 2015)
- TRACE: Human Trafficking (podcast) (2019)
- The UK Modern Slavery Act (2015) (2015)
- OECD Report- Ending child labour, forced labour, and human trafficking in global supply chains (2019) (OECD)
- Transparency in Supply Chains etc. A practical guide (guidance issued under section 54(9) of the Modern Slavery Act (UK, 2015)
- Australia- Commonwealth Modern Slavery Act: Guidance for Reporting Entities (PDF, 2018) (2018)
- Federal Acquisition Regulation: Ending Trafficking in Persons (29 January 2015)
- Guidance on Recognizing Activity Associated with Human Smuggling and Human Trafficking – Financial Red Flags (Financial Crimes Enforcement Network, U.S. Department of the Treasury, 11 September 2014)